REGULATORY WATCH BRIEF Moderate 45 📋 Proposed Regulation announced

OCC files proposed rule change to revise Rule 213 cybersecurity obligations

Proposed cybersecurity rule updates could affect clearing members' data protection practices.

ImpactModerate 45
Type📋 Proposed Regulation
Statusannounced not law
JurisdictionUS

What happened

The Options Clearing Corporation submitted a proposed rule change to amend OCC Rule 213, which sets cybersecurity obligations for its members. The filing was published in the Federal Register on 2026-10-23.

Why it matters for trust and compliance

  • Its status is announced. It is not law yet. Track it, but do not treat it as an obligation.
  • Proposed cybersecurity rule updates could affect clearing members' data protection practices.

Who is affected

financial services The Options Clearing Corporation

Recommended actions

  1. Map the security requirements to existing controls and close gaps.

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